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Disclosures

Vergent Asset Management is authorised and regulated by the Financial Conduct Authroity and as such is subject to minimum regulatory capital requirements.

Pillar III Disclosure

For a copy of Vergent’s Pillar 3 Disclosure, please contact our Compliance Officer, by post, at the business address listed on the Contact Us page of this website.

UK Stewardship Code Policy

We are in the process of reviewing our Stewardship Compliance Statement and Engagement Policy in light of the updated 2020 Stewardship Code and the FCA policies on the implementation of the Shareholder Rights Directive (SRD II).

View our policy here.

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