Investment Approach

The Fund's investment objectives are to:

1. provide holders of the Units (''Unitholders'') with a stable stream of monthly cash distributions initially targeted to be $0.05 per Unit (representing a yield of approximately 6.0% per annum on the issue price of $10.00 per Unit); and

2. preserve and enhance the net asset value per Unit of the Fund.

In order to achieve the Fund's investment objectives, the net proceeds of the Offering, together with any borrowings under the Fund's loan facility, will be invested in an actively managed portfolio (the ''Portfolio'')consisting of securities of global financial services businesses. The Portfolio will be actively managed by Henderson. The Fund will target using leverage in an amount equal to approximately 10% of its total assets. However, the Investment Manager may, in its discretion, increase or decrease the amount of leverage the Fund employs based on its expectation of returns available in the market, subject to a maximum of 15% of the Fund's total assets.