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Connor, Clark & Lunn Capital Markets

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Flow-Through Products

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CC&L 2009 Flow-Through LP

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CC&L 2010 Flow-Through LP

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CC&L Balanced Portfolio Class

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CC&L Natural Resources Class

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Structured Products

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Build America Investment Grade Bond Fund

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CC&L Conservative Income Fund

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Portfolio Detail

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CC&L Conservative Income & Growth Fund

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CC&L Global Financials Fund II

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CC&L Real Return Income Fund

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Canadian Banc Capital Securities Trust

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CANADIAN Financials & Utilities Split

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Focused Global Trends Fund

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North American Financials Capital Securities Trust

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Merged or Redeemed Funds

CC&L 2008 Flow-Through LP

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Rollover Transaction & Adjusted Cost Base

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CC&L 2007 Flow-Through LP

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Rollover Transaction & Adjusted Cost Base

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CC&L Conservative Income Fund II

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CC&L Global Financials Fund

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CC&L PRINTS Trust

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CC&L ROC Pref Corp.

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ROC Pref Corp.

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ROC Pref II Corp.

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ROC Pref III Corp.

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SNP Health Split Corp.

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Independent Review Committee

NI 24-101 Trade Matching and Settlement

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